The Advanced Analytics Data Science and Machine Learning team seeks an
Engineering Manager to help lead delivery of Machine Learning Enablement
projects. Our products enable users, data scientist, and ML Engineers to
deliver the best advanced analytic solutions possible. This role will focus
primarily in our graph data space with close engagement to our Natural
Language (NL) teams.
Essential Job Functions:
Ensure technology best practices are being implemented and improved within
team(s).
Directly manage team(s) focused on delivering high quality project results
willingness to lead, take responsibility and offer options.
Serve as a backup to more senior level management as needed.
Develop constructive and cooperative working relationships with peers both
within and outside of Technology, and maintain them over time.
Directly manage team(s) focused on delivering high quality project results
within one or more major technology disciplines: strategy, software
development, operations, engineering, development services, information
security, and compliance.
Focus on team leadership, delivery of business value, risk mitigation, cost
optimization and return on investment.
Deliver results based upon FINRA annual goals, department goals and management
requests.
Direct and coordinate organization's financial and budget activities to fund
operations, maximize investments, and increase efficiency for a project(s).
Ensure technology best practices are being implemented and improved within
team(s).
Analyze information and evaluate results to choose the best solutions and
solve problems.
Support the evaluation of new technologies, techniques, and tools.
Report status and issues to senior Technology management team.
Work directly with outside vendors to negotiate services and product
agreements
Willingness to lead, take responsibility and offer options.
Serve as a backup to more senior level management as needed.
Develop constructive and cooperative working relationships with peers both
within and outside of Technology, and maintain them over time.
Establish and maintain external relationships with strategic product/service
vendors and industry forums (government & private councils, standards bodies,
product forums, etc.), as appropriate.
Contribute to the establishment, evolution and continued compliance with
standard practices and processes within the disciplines.
Assist with adherence to technology policies and comply with all security
controls.
Ensure all work products meets/exceeds FINRA standards and risks are
effectively managed.
Participate in periodic Disaster Recovery (DR), Business Continuity Planning
(BCP) and Sarbanes Oxley (SOX) testing and reporting.
Resource Management
Identify and hire resource/skills needed within their organization.
Responsible for staff performance management and training.
Coordinate assignment of subordinate staff.
Education/Experience Requirements:
7+ years of experience delivering engineering solutions in an enterprise
environment
3+ years as a delivery manager
Development experience in open-source environments
Strong written and verbal communication
Priority management and outcome focused
2+ years AWS experience
Bachelor’s degree in Computer Science, Information Systems or related
discipline with at least five (5) years of related experience, or equivalent
training and/or work experience; Master’s degree and past Financial Services
industry experience preferred.
Minimum of 3 years of managing technical programs and/or processes including
staff management of at least four (4) resources and budget of at least $1
million annually.
Knowledge of business, technology and management principles involved in
strategic planning, organizational change management, resource allocation,
human resources modeling, leadership technique, and coordination of people and
resources.
Experience must include direct project experience in one of the following
areas: strategy, software development, operations, engineering, development
services, information security, and/or compliance.
Extensive knowledge of industry leading technology best practices including
familiarity with technology methodologies including at least one of ISO-9000,
ITIL, Agile and iterative.
Excellent written and verbal technical communication skills.
Demonstrated ability to develop effective working relationships and leverage
those relationships to improve the quality of work products.
Must be able to identify, evaluate and recommend processes, tools,
technologies and/or products to meet business and budgetary requirements.
Should be well organized, thorough, and able to handle competing priorities.
Ability to maintain focus and develop proficiency in new skills rapidly.
Ability to work in a fast paced environment.
Education/Experience Plus Skills:
Experience in graph technologies, machine learning and MDLC.
Work Conditions:
Work is normally performed in an office environment.
Occasional travel and extended hours may be required.
For work that is performed in CA, CO, New York, NY and WA, the chart below
outlines the proposed salary range for the corresponding location. In addition
to location, actual compensation is based on various factors, including but
not limited to, the candidate’s skill set, level of experience, education and
internal peer compensation comparisons.
California: Minimum of $115,200, Maximum of $227,500
Colorado: Minimum of $104,500, Maximum of $189,600
New York, NY: Minimum of $125,400, Maximum of $227,500
Washington St: Minimum of $104,500, Maximum of $218,100
LI-DNI
To be considered for this position, please submit an application.
The information provided above has been designed to indicate the general
nature and level of work of the position. It is not a comprehensive inventory
of all duties, responsibilities and qualifications required.
Please note: If the “Apply Now” button on a job board posting does not take
you directly to the FINRA Careers site, enter
[www.finra.org/careers](http://www.finra.org/careers) into your browser to
reach our site directly.
FINRA strives to make our career site accessible to all users. If you need a
disability-related accommodation for completing the application process,
please contact FINRA’s accommodation help line at 240.386.4865. Please note
that this number is exclusively for inquiries regarding application
accommodations.
Employees may be eligible for a discretionary bonus in addition to base pay.
FINRA provides comprehensive health, dental and vision insurance. Additional
insurance includes basic life, accidental death and dismemberment,
supplemental life, spouse/domestic partner and dependent life, and
spouse/domestic partner and dependent accidental death and dismemberment,
short- and long-term disability, long-term care, business travel accident,
disability and legal. FINRA offers immediate participation and vesting in a
401(k) plan with company match and eligibility for participation in an
additional FINRA-funded retirement contribution, tuition reimbursement and
many other benefits.
Time Off and Paid Leave*
FINRA encourages its employees to focus on their health and wellness in many
ways, including through a generous time-off program of 15 days of paid time
off, 5 personal days and 9 sick days (all pro-rated in the first year).
Additionally, we are proud to support our communities by providing two
volunteer service days (based on full-time schedule). Other paid leave
includes military leave, jury duty leave, bereavement leave, voting and
election official leave for federal, state or local primary and general
elections, care of a family member leave (available after 90 days of
employment); and childbirth and parental leave (available after 90 days of
employment). Full-time employees receive nine paid holidays.
*Based on full-time schedule
Important Information
FINRA’s Code of Conduct imposes restrictions on employees’ investments and
requires financial disclosures that are uniquely related to our role as a
securities regulator. FINRA employees are required to disclose to FINRA all
brokerage accounts that they maintain, and those in which they control trading
or have a financial interest (including any trust account of which they are a
trustee or beneficiary and all accounts of a spouse, domestic partner or minor
child who lives with the employee) and to authorize their broker-dealers to
provide FINRA with duplicate statements for all of those accounts. All of
those accounts are subject to the Code’s investment and securities account
restrictions, and new employees must comply with those investment
restrictions—including disposing of any security issued by a company on
FINRA’s Prohibited Company List or obtaining a written waiver from their
Executive Vice President—by the date they begin employment with FINRA.
Employees may only maintain securities accounts that must be disclosed to
FINRA at one or more securities firms that provide an electronic feed (e-feed)
of data to FINRA, and must move securities accounts from other securities
firms to a firm that provides an e-feed within three months of beginning
employment.
You can read more about these restrictions here.
As standard practice, employees must also execute FINRA’s Employee
Confidentiality and Invention Assignment Agreement without qualification or
modification and comply with the company’s policy on nepotism.
Search Firm Representatives
Please be advised that FINRA is not seeking assistance or accepting
unsolicited resumes from search firms for this employment opportunity.
Regardless of past practice, a valid written agreement and task order must be
in place before any resumes are submitted to FINRA. All resumes submitted by
search firms to any employee at FINRA without a valid written agreement and
task order in place will be deemed the sole property of FINRA and no fee will
be paid in the event that person is hired by FINRA.
FINRA is an Equal Opportunity and Affirmative Action Employer
All qualified applicants will receive consideration for employment without
regard to age, citizenship status, color, disability, marital status, national
origin, race, religion, sex, sexual orientation, gender identity, veteran
status or any other classification protected by federal state or local laws as
appropriate, or upon the protected status of the person’s relatives, friends
or associates.
FINRA abides by the requirements of 41 CFR 60-741.5(a). This regulation
prohibits discrimination against qualified individuals on the basis of
disability, and requires affirmative action by covered prime contractors and
subcontractors to employ and advance in employment qualified individuals with
disabilities.
FINRA abides by the requirements of 41 CFR 60-300.5(a). This regulation
prohibits discrimination against qualified protected veterans, and requires
affirmative action by covered prime contractors and subcontractors to employ
and advance in employment qualified protected veterans.
©2020 FINRA. All rights reserved. FINRA is a registered trademark of the
Financial Industry Regulatory Authority, Inc.
FINRA focuses on Financial Services. Their company has offices in District of
Columbia.
You can view their website at <http://www.finra.org/>